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George Mitchell Kay

W & S Brokerage Services, Inc.

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About George Mitchell Kay

George Kay is a financial professional with over 30 years of experience in the industry. George has been with W&S Brokerage Services, Inc. since April 2018 as a Divisional Vice President, and is also registered with New York Life Securities LLC. George has extensive experience in providing financial planning and portfolio management services for individuals. George has a strong commitment to helping clients achieve their financial goals.

Firm Information

George Kay is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Kay’s Registration & Firm History

OH

02/11/2019 - Present

W&S Brokerage Services, Inc. (CINCINNATI OH)

NC

05/18/1994 - 04/20/2018

NYLIFE SECURITIES LLC (CHARLOTTE NC)

NJ

08/02/1985 - 04/28/1994

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 08/02/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/1999

Series 24 - General Securities Principal Examination

BC

Issued 05/27/1987

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/31/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Mitchell Kay.
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