linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

George Michael Pinero

UBS Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you George? Claim Your Profile

About George Michael Pinero

George Pinero is a financial advisor with UBS Securities LLC. George has been in the securities industry since August 5, 2005. George has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. George has been registered with UBS Securities LLC since December 21, 2016. Previously, George was registered with BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, BROWN BROTHERS HARRIMAN & CO., COMMERZ MARKETS LLC, UBS FINANCIAL SERVICES INC., and MORGAN STANLEY DW INC.

Firm Information

George Pinero is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

George Pinero’s Registration & Firm History

NY

12/21/2016 - Present

UBS Securities LLC (NEW YORK NY)

NY

08/29/2016 - 12/06/2016

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC (New York NY)

NY

11/13/2012 - 12/06/2016

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

NY

01/07/2010 - 10/15/2012

COMMERZ MARKETS LLC (NEW YORK NY)

NJ

10/31/2006 - 01/13/2010

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

06/14/2005 - 10/20/2006

MORGAN STANLEY DW INC. (JERSEY CITY NJ)

Not sure if George Michael Pinero is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for George Michael Pinero.
Not sure if George Michael Pinero is right for you?