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George Michael Miller

Charles Schwab & CO., Inc.

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About George Michael Miller

George Michael Miller is a financial advisor with over 39 years of experience in the industry. George is currently registered with Charles Schwab & CO., Inc., and has previously worked with OPTIONSXPRESS, INC., LANDMARK BROKERAGE SERVICES, INC., CITICORP FINANCIAL SERVICES,INC., NB CLEARING CORPORATION, and NORSTAR BROKERAGE CORPORATION. George has a wide range of experience, and holds licenses for Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, and Series 63. George Michael Miller is registered with the Securities and Exchange Commission and the state of Florida.

Firm Information

George Miller is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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George Miller’s Registration & Firm History

FL

04/01/2003 - Present

Charles Schwab & CO., Inc. (Orlando FL)

FL

09/02/2011 - 11/14/2017

OPTIONSXPRESS, INC. (ORLANDO FL)

NA

04/17/1991 - 11/04/1991

LANDMARK BROKERAGE SERVICES, INC.

NA

09/17/1987 - 04/16/1991

CITICORP FINANCIAL SERVICES,INC.

NA

06/25/1984 - 06/10/1987

NB CLEARING CORPORATION

NA

06/14/1983 - 06/10/1987

NORSTAR BROKERAGE CORPORATION

NA

04/20/1983 - 06/03/1983

OPPENHEIMER & CO., INC.

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Licenses & Designations

BC

Issued 07/31/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/02/2013

Series 24 - General Securities Principal Examination

BC

Issued 08/26/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/22/1989

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2011

Series 3 - National Commodity Futures Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for George Michael Miller. Review regulatory record here.
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