Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Mallick is an investment advisor representative with Osaic Wealth, Inc. George has been in the financial services industry since 1994 and has extensive experience providing financial planning, investment sales, and ongoing service of investment products. He is registered with the Securities and Exchange Commission (SEC) and holds Series 6, 7, 24, 63 and 65 licenses. George also holds the Chartered Financial Consultant designation. In addition to Osaic Wealth, Inc., he is also an advisor with Osaic Advisory Services, LLC. George is committed to providing personalized financial advice to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (SEATTLE WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (SEATTLE WA)
WA
12/21/2015 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Seattle WA)
WA
07/10/2000 - 12/31/2015
SIGNATOR FINANCIAL SERVICES, INC. (SEATTLE WA)
FL
03/01/2000 - 07/11/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
GA
07/08/1997 - 03/15/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
WA
11/22/1996 - 07/08/1997
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
MA
05/19/1994 - 11/25/1996
PNMR SECURITIES, INC. (BOSTON MA)
CT
04/13/1994 - 06/10/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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