Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Mendel Lay is a registered representative with Wells Fargo Securities, LLC. George has been in the securities industry since 1995 and holds the Series 7, Series 63, Series 79TO, and SIE licenses. George has been a licensed investment advisor in 53 states and the District of Columbia, and has previously worked at First Union Securities, Inc., and First Union Capital Markets Corp. George has been with Wells Fargo Securities, LLC since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
11/19/2021 - Present
Wells Fargo Securities, LLC (Washington DC)
MO
10/01/1999 - 04/18/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
06/27/1995 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 12/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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