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George Mcelroy Aussem

Charles Schwab & CO., Inc.

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About George Mcelroy Aussem

George Mcelroy Aussem is a financial advisor with over 23 years of experience in the industry. George is currently registered with Charles Schwab & CO., Inc. and has held prior registrations with BAKER & CO., INCORPORATED. George is licensed to provide investment advice in all 50 states and the District of Columbia. George is a Series 66, Series 63, Series 57TO, SIE, Series 55, and Series 7 licensed representative. George's background includes experience in securities trading, financial planning, and investment management.

Firm Information

George Aussem is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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George Aussem’s Registration & Firm History

OH

12/07/2023 - Present

Charles Schwab & CO., Inc. (Richfield OH)

OH

10/28/1999 - 01/03/2007

BAKER & CO., INCORPORATED (ROCKY RIVER OH)

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Licenses & Designations

BOTH

Issued 08/11/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for George Mcelroy Aussem.
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