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George Matthew Deignan

Tradition Securities AND Derivatives LLC

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About George Matthew Deignan

George Deignan is a securities professional registered with FINRA and licensed in New York. He currently works at Tradition Securities And Derivatives LLC, where he began his role on January 5th, 2023. Previously, George was with TP ICAP GLOBAL MARKETS AMERICAS LLC from November 23rd, 2016 to November 23rd, 2022. George holds the Series 3, 7, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam.

Firm Information

George Deignan is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Deignan’s Registration & Firm History

NY

01/05/2023 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

11/23/2016 - 11/23/2022

TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/03/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2017

Series 3 - National Commodity Futures Examination

BC

Issued 11/23/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for George Matthew Deignan.
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