Unclaimed
George Deignan is a securities professional registered with FINRA and licensed in New York. He currently works at Tradition Securities And Derivatives LLC, where he began his role on January 5th, 2023. Previously, George was with TP ICAP GLOBAL MARKETS AMERICAS LLC from November 23rd, 2016 to November 23rd, 2022. George holds the Series 3, 7, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
11/23/2016 - 11/23/2022
TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)
BC
Issued 02/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure George Deignan is the right advisor for you? Invested Better is here to help.