Unclaimed
George Mark Hamby is a financial advisor with over 30 years of experience in the industry. George Mark Hamby is currently registered with LPL Financial LLC and is a licensed investment advisor in Virginia and Texas. George Mark Hamby has a diverse background, having worked with firms such as Momentum Independent Network Inc., Capitol Securities Management, Inc., and Anderson & Strudwick, Incorporated. George Mark Hamby holds several industry certifications, including Series 7, 63, 65, 9, 10, 14, 28, 99TO, and SIE. George Mark Hamby specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and institutions. George Mark Hamby is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
05/06/2024 - Present
LPL Financial LLC (GLEN ALLEN VA)
VA
03/13/2019 - 05/07/2024
MOMENTUM INDEPENDENT NETWORK INC. (Glen Allen VA)
VA
03/09/2006 - 01/29/2019
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
VA
06/07/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (GLEN ALLEN VA)
VA
04/18/2006 - 10/13/2008
CBIA ADVISORS, INC. (MIDLOTHIAN VA)
VA
07/06/1999 - 01/24/2006
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
NC
10/05/1993 - 07/24/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 03/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2004
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 09/13/1999
Series 14 - Compliance Officer Examination
BC
Issued 11/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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