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George Mark Hamby

LPL Financial LLC

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About George Mark Hamby

George Mark Hamby is a financial advisor with over 30 years of experience in the industry. George Mark Hamby is currently registered with LPL Financial LLC and is a licensed investment advisor in Virginia and Texas. George Mark Hamby has a diverse background, having worked with firms such as Momentum Independent Network Inc., Capitol Securities Management, Inc., and Anderson & Strudwick, Incorporated. George Mark Hamby holds several industry certifications, including Series 7, 63, 65, 9, 10, 14, 28, 99TO, and SIE. George Mark Hamby specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and institutions. George Mark Hamby is committed to helping clients achieve their financial goals.

Firm Information

George Hamby is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Hamby’s Registration & Firm History

VA

05/06/2024 - Present

LPL Financial LLC (GLEN ALLEN VA)

VA

03/13/2019 - 05/07/2024

MOMENTUM INDEPENDENT NETWORK INC. (Glen Allen VA)

VA

03/09/2006 - 01/29/2019

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

VA

06/07/2010 - 12/18/2012

CAPITOL SECURITIES & ASSOCIATES, INC. (GLEN ALLEN VA)

VA

04/18/2006 - 10/13/2008

CBIA ADVISORS, INC. (MIDLOTHIAN VA)

VA

07/06/1999 - 01/24/2006

ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)

NC

10/05/1993 - 07/24/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 03/28/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/17/2004

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 09/13/1999

Series 14 - Compliance Officer Examination

BC

Issued 11/05/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Mark Hamby.
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