Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Madison Hern is a financial advisor based in Dallas, TX. George has been in the financial services industry since 2002. He has held previous roles with Avantax Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, National Financial Services LLC, Fidelity Brokerage Services LLC, First Allied Securities, Inc., BANC of America Investment Services, Inc., Bankoh Investment Services, Inc., WM Financial Services, Inc. and Sunamerica Securities, Inc. George is currently registered with Nylife Securities LLC and holds the Series 6, Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/09/2022 - Present
Nylife Securities LLC (DALLAS TX)
TX
08/26/2020 - 01/13/2022
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
07/15/2014 - 02/13/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
12/24/2013 - 05/21/2014
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
07/24/2013 - 12/02/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/20/2012 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
11/02/2011 - 05/22/2012
FIRST ALLIED SECURITIES, INC. (DALLAS TX)
TX
10/23/2009 - 10/07/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
TX
05/10/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
HI
10/11/2001 - 04/14/2003
BANKOH INVESTMENT SERVICES, INC. (HONOLULU HI)
CA
05/15/2000 - 06/25/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
10/18/1999 - 05/18/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 04/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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