Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge M. Schwartz Jr. is an active registered investment advisor and broker with Oppenheimer & Co. Inc. George has been in the industry since 1986 and has held positions with Morgan Stanley, Citigroup Global Markets Inc., A. G. Edwards & Sons, Inc. and Dean Witter Reynolds Inc. George holds both Series 63 and 65 licenses as well as Series 7 and 31 licenses. George specializes in portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
12/12/2013 - Present
Oppenheimer & Co. Inc. (JENKINTOWN PA)
PA
06/01/2009 - 04/12/2013
MORGAN STANLEY (WEST CONSHOHOCKEN PA)
PA
11/03/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST CONSHOHOCKEN PA)
MO
01/20/1992 - 11/16/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/19/1986 - 01/22/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/7/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 2/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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