Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge M. Dugan is a financial professional with over 20 years of experience in the securities industry. George is currently registered with Mizuho Securities USA LLC. Previously, George was employed with RBS Securities Inc., RBS Securities Corporation and ABN AMRO Incorporated. George has a broad range of experience and holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. George is currently registered to conduct business in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/16/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
12/12/2008 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
08/27/2008 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
10/25/2000 - 08/08/2008
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 05/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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