Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Ly is a financial advisor at LPL Financial LLC, a well-established firm with a wide range of services and experience in serving a diverse clientele. George has been in the industry since 2003 and has held several positions at various firms including CETERA INVESTMENT SERVICES LLC and UVEST FINANCIAL SERVICES GROUP, INC. George has a strong focus on providing comprehensive financial advice to a wide range of clients including high net worth individuals, corporations and charitable organizations. George is registered in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/09/2020 - Present
LPL Financial LLC (EASTVALE CA)
CA
02/25/2019 - 12/11/2019
CETERA INVESTMENT SERVICES LLC (LOS ANGELES CA)
CA
06/10/2016 - 03/20/2019
LPL FINANCIAL LLC (LA MIRADA CA)
CA
01/29/2013 - 06/13/2016
CETERA INVESTMENT SERVICES LLC (LOS ANGELES CA)
CA
10/11/2011 - 01/30/2013
LPL FINANCIAL LLC (LOS ANGELES CA)
CA
04/26/2006 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MONTEREY PARK CA)
CA
05/21/2003 - 04/13/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 08/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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