Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Gagnon is a financial advisor with over 26 years of experience in the industry. George is currently registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, George has worked with Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, and Wells Fargo Advisors, LLC. George's experience spans across various financial institutions, demonstrating his expertise in different aspects of the financial services industry. George's current registrations include Minnesota and Texas. George is also licensed to provide investment advisory services in several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/16/2023 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON MN)
MN
06/01/2009 - 05/19/2015
MORGAN STANLEY (BLOOMINGTON MN)
MN
01/16/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MINNEAPOLIS MN)
WI
01/14/2004 - 01/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAU CLAIRE WI)
CA
07/18/2001 - 01/08/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
01/28/1999 - 08/22/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/17/1997 - 01/22/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
07/20/1994 - 01/26/1996
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 02/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/07/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Gagnon is the right advisor for you? Invested Better is here to help.
