Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Lombardi is a financial advisor with over 20 years of experience in the industry. George has held positions at UBS Financial Services Inc., Citigroup Global Markets Inc., and Kidder, Peabody & Co. Incorporated. George is currently registered with Wells Fargo Clearing Services, LLC, and is licensed to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/29/2017 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
CT
07/14/2006 - 10/10/2017
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
07/24/2000 - 07/21/2006
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NA
08/14/1992 - 10/06/1992
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 08/03/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Lombardi is the right advisor for you? Invested Better is here to help.
