Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Lester Little is a financial advisor with Keybanc Capital Markets Inc. George is registered in Georgia. George has been in the financial industry since March 6, 2015. George has passed the Series 63, SIE, Series 79 and Series 7 exams. George was previously registered with Wachovia Securities, Inc., Wachovia Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
08/24/2018 - Present
Keybanc Capital Markets Inc. (ATLANTA GA)
MO
10/15/2001 - 07/30/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
04/01/1999 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
02/11/1999 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
BC
Issued 09/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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