Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Lester Ball is a financial advisor with over 50 years of experience in the industry. George currently works at Sanders Morris LLC and has been with the firm since 2011. George holds Series 4, 7, 24, 52, 53, 66 and 79 licenses. Prior to joining Sanders Morris LLC, George worked at Global Financial Services, L.L.C. and Smith Barney Shearson Inc. George has a broad range of experience working with individuals and businesses and specializes in financial planning, portfolio management, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/30/2011 - Present
Sanders Morris LLC (HOUSTON TX)
TX
01/26/2011 - 09/21/2016
GLOBAL FINANCIAL SERVICES, L.L.C. (HOUSTON TX)
NY
04/06/1993 - 02/01/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
08/05/1982 - 09/19/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/04/1969 - 07/30/1982
E. F. HUTTON & COMPANY INC
BOTH
Issued 08/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/1998
Series 4 - Registered Options Principal Examination
BC
Issued 12/01/1969
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1962
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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