Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Montgomery has been in the financial services industry since 1976. George is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. George has been with LPL Financial LLC since June 2022. Prior to that, George was registered with Ameriprise Financial Services, LLC, Investment Professionals, Inc., Allstate Financial Services, LLC, Investment Centers of America, Inc., UVEST Financial Services Group, Inc., and First Command Financial Planning, Inc. George has a Series 1, 7, 26, 63, 65, and SIE license. George has a history of working with various client types, including individuals, families, businesses, and institutions. George specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/21/2022 - Present
LPL Financial LLC (TYLER TX)
TX
06/22/2018 - 06/24/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Winnsboro TX)
TX
10/08/2014 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (TYLER TX)
TX
07/19/2013 - 10/03/2014
ALLSTATE FINANCIAL SERVICES, LLC (TYLER TX)
TX
06/13/2011 - 07/02/2013
INVESTMENT CENTERS OF AMERICA, INC. (ATHENS TX)
TX
06/12/2006 - 07/07/2011
UVEST FINANCIAL SERVICES GROUP, INC. (ATHENS TX)
TX
01/02/2003 - 06/13/2006
INVESTMENT PROFESSIONALS, INC. (MABANK TX)
TX
05/21/1976 - 12/31/2002
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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