Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Lawson Hauptfuhrer is a registered representative with T. Rowe Price Investment Services, Inc. George has been in the securities industry since 2013 and has a wide range of experience in the financial services industry. George is licensed to sell securities in 53 states and the District of Columbia, and holds the Series 3, 6, 7 and 63 licenses. George is committed to providing his clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
09/26/2016 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
CO
05/23/2011 - 06/06/2014
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 11/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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