Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Rioseco has been in the financial services industry since 1996 and is currently registered with Summit Financial, LLC as an Investment Advisor Representative. George has held previous roles at Summit Equities, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, Axiom Capital Management, Inc., Worthington Capital Group, Inc., and Investors Associates, Inc. George has passed the Series 63, Series 65, Series 7 and SIE exams. George holds a variety of licenses and registrations, including in Connecticut, Florida, New Jersey, and New York. George offers financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/08/2021 - Present
Summit Financial, LLC (WHITE PLAINS NY)
NY
04/01/2008 - 09/19/2018
SUMMIT EQUITIES, INC. (WHITE PLAINS NY)
NY
05/03/1999 - 04/08/2008
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
NY
03/23/1999 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
11/18/1997 - 09/22/1998
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
06/30/1997 - 12/11/1997
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
NJ
03/21/1996 - 07/18/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
IA
Issued 03/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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