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George L Parry

Daiwa Capital Markets America Inc.

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About George L Parry

George Parry is a financial professional with over 15 years of experience in the securities industry. George's career started in 2005 at Mizuho Securities USA Inc., where he worked for two years. Since then George has worked at BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., and BNP Paribas Investment Services, LLC. George currently works for Daiwa Capital Markets America Inc. in New York, New York. George is a Series 7, Series 99, and Series 63 licensed professional.

Firm Information

George Parry is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Parry’s Registration & Firm History

NY

01/10/2018 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

07/26/2016 - 01/25/2018

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

11/25/2008 - 01/25/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

FL

07/26/2016 - 10/10/2016

BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)

NJ

08/01/2007 - 10/17/2008

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

NY

12/08/2005 - 07/12/2007

MIZUHO SECURITIES USA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/27/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/07/2005

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for George L Parry.
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