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George L Catrambone

DWS Distributors, Inc.

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About George L Catrambone

George L. Catrambone is a financial professional with over 10 years of experience in the industry. George currently works at DWS Distributors, Inc. and is registered with FINRA and the state of New York. George previously worked at firms such as DEUTSCHE BANK SECURITIES INC. and BLACKROCK INVESTMENTS, LLC. George has passed several industry exams, including the Series 63, Series 24, SIE and Series 7 exams.

Firm Information

George Catrambone is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Catrambone’s Registration & Firm History

NY

01/30/2017 - Present

DWS Distributors, Inc. (NEW YORK NY)

NY

10/25/2013 - 12/21/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/22/2013 - 09/25/2013

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

05/31/2011 - 10/05/2012

DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)

NY

05/12/2008 - 05/31/2011

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George L Catrambone.
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