Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Vonuffel is a securities professional with over 30 years of experience in the financial services industry. George is currently registered with Scotia Capital (usa) Inc. and has held previous positions with Hartfield, Titus & Donnelly, LLC, Nomura Securities International, Inc., Morgan Stanley Market Products Inc., and Morgan Stanley & Co., Incorporated. George holds FINRA Series 3, 7, 8, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2016 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
04/20/2015 - 05/02/2016
HARTFIELD, TITUS & DONNELLY, LLC (JERSEY CITY NJ)
NY
01/21/2011 - 11/17/2014
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
03/15/2004 - 03/09/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/02/2003 - 04/02/2004
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
12/01/1989 - 04/02/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/01/1989 - 01/26/2001
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NA
06/30/1987 - 01/30/1989
L. F. ROTHSCHILD & CO. INCORPORATED
BC
Issued 03/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/19/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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