Unclaimed
George Kiluanje Gaspar is a financial professional with over 20 years of experience in the industry. George is currently registered with Prudential Investment Management Services LLC. Prior to this, George worked at LPL FINANCIAL LLC, Cambridge Investment Research, Inc., Scottrade, Inc., M&T Securities, Inc., Allfirst Brokerage Corporation, The Advisors Group, Inc., Banc of America Investment Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. George holds Series 7, Series 24, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/19/2022 - Present
Prudential Investment Management Services LLC (Newark NJ)
VA
08/13/2018 - 02/25/2022
LPL FINANCIAL LLC (HERNDON VA)
MD
04/16/2018 - 07/19/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Silver Spring MD)
DC
04/26/2004 - 04/26/2017
SCOTTRADE, INC. (WASHINGTON DC)
MD
05/01/2003 - 03/26/2004
M&T SECURITIES, INC. (BALTIMORE MD)
MD
11/07/2002 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
MD
08/13/2001 - 07/12/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
MA
11/11/1999 - 07/06/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MN
07/23/1999 - 10/15/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/23/1999 - 10/15/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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