Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Keen fai Tong is a financial advisor registered with Goldman Sachs & Co. LLC, located in San Francisco, California. Previously, George Keen fai Tong worked at Piper Jaffray & Co. and J.P. Morgan Securities Inc. George Keen fai Tong holds the following licenses: Series 63, SIE, Series 86, Series 87, and Series 7. George Keen fai Tong specializes in providing financial planning, portfolio management for individuals, businesses and pooled investment vehicles, educational seminars, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
CA
08/07/2017 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
03/12/2009 - 07/05/2017
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
10/01/2008 - 02/19/2009
J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
08/08/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 09/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/25/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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