Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Vogt is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. George has been in the industry since 1975 and holds registrations in several states. George has experience in various financial sectors, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/24/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRONTENAC MO)
NA
04/11/1988 - 04/27/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/30/1979 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
06/16/1978 - 09/07/1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
11/01/1977 - 06/26/1978
WHITE, WELD & CO. INCORPORATED
NA
04/10/1972 - 10/30/1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 03/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1977
Series 18 - Securities Industry Rules and Regulations Examination
BC
Issued 04/05/1972
Series 000 - General Securities Principal Examination
BC
Issued 04/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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