Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Vogel is a financial advisor with over 30 years of experience in the industry. George currently works with Wells Fargo Clearing Services, LLC. He holds a variety of licenses and registrations including Series 7, Series 24 and Series 63. George is also a registered investment advisor. Prior to joining Wells Fargo, he worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Old Mutual Investment Partners, Northern Trust Securities, Inc., Van Kampen Funds Inc. and Dean Witter Reynolds Inc. George specializes in providing financial advice to individuals, businesses, pension plans, and other institutions. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/30/2020 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
GA
09/27/2006 - 11/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
MA
06/10/2004 - 04/19/2006
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
IL
12/14/2001 - 01/13/2003
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
TX
11/18/1997 - 09/08/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
04/30/1993 - 11/24/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/02/1990 - 07/19/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/20/1987 - 09/27/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
12/10/1986 - 02/09/1987
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
02/19/1986 - 01/06/1987
BALDWIN, RUST, AND DIZNEY BROKERAGE SERVICES, INC.
BC
Issued 01/10/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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