Unclaimed
George Raggets is a registered representative of Fidelity Brokerage Services LLC. George has been in the financial services industry since March 14, 2001. George holds the following licenses: Series 63, Series 10, Series 9, Series 99TO, SIE, Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
03/15/2001 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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