Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Joseph Garro is a financial advisor with over 40 years of experience in the industry. He is currently registered with Raymond James & Associates, Inc. and is based in Colorado Springs, CO. George has a broad range of experience in securities, commodities, and investment advisory services. He holds several licenses and certifications, including Series 3, 7, 10, 15, 31, and 63. He is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/22/2013 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
CO
09/03/2009 - 11/26/2012
SANDERS MORRIS HARRIS INC. (COLORADO SPRINGS CO)
CO
06/01/2009 - 09/21/2009
MORGAN STANLEY SMITH BARNEY (COLORADO SPRINGS CO)
CO
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLORADO SPRINGS CO)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/21/1982 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 03/06/1995
Series 5 - Interest Rate Options Examination
BC
Issued 07/14/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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