Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Johnson is a financial professional with over 30 years of experience in the industry. George is currently registered as an investment advisor representative with Citigroup Global Markets Inc., a firm that provides investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Prior to joining Citigroup Global Markets Inc., George was employed by Pickwick Capital Partners, LLC. George has also worked for Tradition Securities and Derivatives LLC, Whitaker Securities LLC, Wells Fargo Advisors, LLC, NYPPEX, LLC, Generic Trading of Philadelphia, LLC, Seaboard Securities, Inc., Bear, Stearns & Co. Inc., Investment Management & Research, Inc., Greenwich Capital Markets, Inc., Chase Manhattan Capital Markets Corporation, and CS First Boston Corporation. George is also a licensed real estate broker with Houlihan Lawrence. George holds a variety of licenses and certifications, including Series 3, 7, 63, 65 and 66. George is also a specialist in asset allocation advice, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
11/06/2023 - Present
Citigroup Global Markets Inc. (Stamford CT)
NY
01/26/2023 - 10/11/2023
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
12/12/2016 - 02/22/2021
TRADITION SECURITIES AND DERIVATIVES LLC (New York NY)
NY
08/19/2014 - 04/20/2015
WHITAKER SECURITIES LLC (GARDEN CITY NY)
CT
10/01/2012 - 07/23/2014
WELLS FARGO ADVISORS, LLC (OLD GREENWICH CT)
MI
12/20/2006 - 06/20/2007
NYPPEX, LLC (LANSING MI)
NY
07/14/2006 - 10/12/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NJ
02/10/2004 - 04/14/2004
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
09/14/1993 - 03/07/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
FL
01/01/1993 - 09/09/1993
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
CT
07/07/1989 - 01/11/1991
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
MD
02/22/1988 - 10/31/1988
CHASE MANHATTAN CAPITAL MARKETS CORPORATION (NEW YORK MD)
NY
03/19/1986 - 11/23/1987
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
08/26/1977 - 12/31/1978
TOWNSEND & ASSOCIATES, INC.
IA
Issued 12/04/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1983
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/1977
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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