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George John Wenzel

Capital Client Group, Inc.

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About George John Wenzel

George Wenzel has been in the financial services industry since October 10, 1992. George is currently registered with Capital Client Group, Inc. in California and has been with the firm since August 15, 2013. George has experience with various financial firms, including Van Kampen American Capital Distributors, Inc. in Texas, Morgan Stanley & Co., Incorporated in New York, Fundmark Investment Company Services, Inc., Banc One Securities Corporation in Illinois, and Everen Securities, Inc. in Missouri. George is licensed to provide financial services in numerous states across the country.

Firm Information

George Wenzel is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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George Wenzel’s Registration & Firm History

CA

08/15/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

TX

01/02/1997 - 01/30/1997

VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)

NY

01/02/1996 - 01/02/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

02/15/1995 - 01/01/1996

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

IL

12/14/1993 - 05/26/1994

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MO

12/24/1991 - 12/14/1993

EVEREN SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George John Wenzel.
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