Unclaimed
George John Miller is a financial advisor with Morgan Stanley, located in Glenview, IL. George has over 40 years of experience in the financial industry, and is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and broker-dealer. George holds multiple licenses and certifications, including Series 3, 5, 7, 8, 9, 10, 15, 63 and 65. George has been with Morgan Stanley since 2009 and is a respected member of their team. George's past experience includes time with both Citigroup Global Markets Inc. and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
06/11/2014 - Present
Morgan Stanley (Glenview IL)
IL
01/11/1982 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NA
01/19/1980 - 03/18/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/05/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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