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George John Karapistolis

B. Riley Wealth Management

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About George John Karapistolis

George Karapistolis is a financial advisor with B. Riley Wealth Management. George has been in the financial services industry since 2001. George holds the Series 7, 62, 63, and SIE licenses. George has worked at several firms including National Securities Corporation, Axiom Capital Management, Inc., and Rockwell Global Capital LLC. George is registered in 11 states including California, Florida, Maryland, Missouri, New York, North Carolina, Ohio, Oregon, Texas, Virginia and Wisconsin.

Firm Information

George Karapistolis is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Karapistolis’s Registration & Firm History

NY

07/22/2022 - Present

B. Riley Wealth Management (WESTBURY NY)

NY

03/29/2018 - 07/22/2022

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

10/28/2015 - 05/09/2018

AXIOM CAPITAL MANAGEMENT, INC. (Westbury NY)

NY

10/31/2011 - 10/29/2015

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

08/19/2008 - 10/27/2011

J.P. TURNER & COMPANY, L.L.C. (SYOSSET NY)

NY

05/23/2006 - 08/15/2008

FINANCIAL NETWORK INVESTMENT CORPORATION (SYOSSET NY)

NY

04/21/2005 - 05/23/2006

WESTROCK ADVISORS, INC. (NEW YORK NY)

GA

11/15/2001 - 04/25/2005

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

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Licenses & Designations

BC

Issued 11/30/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2001

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for George John Karapistolis. Review regulatory record here.
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