Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge John Feneis is an active investment advisor and registered representative. George has been in the financial industry since 1970. George is currently registered with RBC Capital Markets, LLC. Previously, George was a registered representative with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Drexel Burnham Lambert Incorporated, L. F. Rothschild, Unterberg, Tobin, Shearson Loeb Rhoades Inc., Loeb Partners, Loeb Rhoades & Co. Inc. and Loeb, Rhoades & Co. Inc. George holds the following licenses: Series 7, Series 63, Series 65, Series 1 and SIE. George is also registered as an Investment Advisor Representative in New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/30/2017 - Present
RBC Capital Markets, LLC (PARAMUS NJ)
NJ
06/01/2009 - 03/20/2012
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NA
10/01/1981 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/17/1980 - 10/20/1981
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
11/26/1979 - 06/14/1980
SHEARSON LOEB RHOADES INC.
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
10/01/1970 - 01/04/1977
LOEB, RHOADES & CO. INC.
IA
Issued 06/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 12/09/1968
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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