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George John Barrett

TP Icap Global Markets Americas LLC

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About George John Barrett

George John Barrett is a financial professional who has been in the industry since August 27, 1996. He is currently registered with TP Icap Global Markets Americas LLC and previously worked at ICAP Securities USA LLC, Tullett Prebon Financial Services LLC, GFI Securities LLC, EXCO USA International Inc., EXCO USA Securities Inc., and EXCO RMJ International Inc. George has passed the Series 7, Series 72, and SIE exams.

Firm Information

George Barrett is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Barrett’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

03/11/2019 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

08/01/2014 - 03/11/2019

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NJ

03/01/2002 - 07/28/2014

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

NY

08/29/1998 - 03/05/2002

GFI SECURITIES LLC (NEW YORK NY)

NY

07/13/1998 - 08/13/1998

EXCO USA INTERNATIONAL INC. (NEW YORK NY)

NY

08/10/1996 - 08/13/1998

EXCO USA SECURITIES INC. (NEW YORK NY)

NA

08/10/1996 - 07/13/1998

EXCO RMJ INTERNATIONAL INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for George John Barrett.
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