Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge James Carroll is a financial advisor at Regal Advisory Services, Inc., located in Glenview, IL. George has been in the industry for over 8 years and specializes in financial planning and portfolio management for individuals and businesses. George holds the Series 7TO, Series 63, and SIE exams, and is licensed in CA, FL, and IL. George is dedicated to providing personalized investment advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
10/24/2024 - Present
Regal Advisory Services, Inc. (GLENVIEW IL)
BC
Issued 08/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure George Carroll is the right advisor for you? Invested Better is here to help.
