Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge J Swindasz is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in Pennington, NJ. George has over 18 years of experience in the financial services industry. George is registered with FINRA and is a registered representative in 52 states. George is also a Series 7, Series 9, Series 24, and Series 63 licensed. George specializes in portfolio management for businesses and individuals and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/12/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
09/23/2009 - 09/16/2015
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
10/12/2007 - 04/10/2008
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
06/24/2004 - 04/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
09/08/2003 - 06/08/2004
TD OPTIONS LLC (CHICAGO IL)
BC
Issued 08/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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