Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge J. Mottola is a financial professional with over 27 years of experience in the industry. George is currently registered with Pershing LLC. Previously, George was registered with BNY MELLON CAPITAL MARKETS, LLC, PERSHING LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, RYAN BECK & CO., GRUNTAL & CO., L.L.C., and HERZOG, HEINE, GEDULD, INC.. George is a licensed securities professional, holding Series 4, 7, 8, 9, 10, 52TO, 55, 57TO, and 63 licenses. George is also registered in Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2022 - Present
Pershing LLC (NEW YORK NY)
NY
01/02/2014 - 04/21/2021
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/07/2009 - 06/29/2018
PERSHING LLC (NEW YORK NY)
NJ
04/24/2007 - 08/17/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FLORHAM PARK NJ)
NJ
04/29/2002 - 11/30/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/12/2000 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
03/02/2000 - 04/19/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
01/25/1994 - 03/09/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/09/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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