Unclaimed
George Hunt Mitchell, Jr. is a financial professional with over 40 years of experience in the financial services industry. George Hunt Mitchell, Jr. is currently registered with Raymond James & Associates, Inc. and has been with the firm since February 2013. Prior to that, George Hunt Mitchell, Jr. was registered with Morgan Keegan & Company, Inc., Legg Mason Wood Walker, Incorporated, and Legg Mason Masten Inc. George Hunt Mitchell, Jr. holds licenses for Series 63, Series 65, Series 7, Series 9, Series 10, and SIE. George Hunt Mitchell, Jr. is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/13/2013 - Present
Raymond James & Associates, Inc. (ROCKVILLE MD)
MD
08/26/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ROCKVILLE MD)
MD
11/03/1987 - 09/09/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
08/23/1985 - 10/30/1987
LEGG MASON WOOD WALKER, INCORPORATED
NA
09/23/1980 - 09/04/1985
DERAND INVESTMENT CORPORATION OF AMERICA
IA
Issued 10/03/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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