Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Humbert Keith is a financial advisor with Janney Montgomery Scott LLC based in Darien, Connecticut. George has been in the financial services industry since 1989 and holds a variety of licenses and certifications. George specializes in providing financial planning, portfolio management, and pension consulting services to individuals and businesses. George is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
01/30/2019 - Present
Janney Montgomery Scott LLC (DARIEN CT)
CT
06/10/2009 - 12/14/2011
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (WESTPORT CT)
NY
10/20/2004 - 04/22/2008
NATIONAL FINANCIAL SERVICES LLC (NEW YORK NY)
TN
04/30/1999 - 03/01/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
IL
08/23/1997 - 04/15/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NY
02/27/1995 - 09/20/1996
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NJ
05/20/1986 - 02/27/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1991
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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