Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Williams is an investment advisor representative at Ameriprise Financial Services, LLC. George has been working in the financial industry since 1982. George is a registered investment advisor in Arizona, California, Florida, Georgia, Hawaii, Massachusetts, Mississippi, Missouri, Ohio, Oklahoma, Oregon, South Carolina, Texas, and Washington. George has Series 63, Series 65, Series 5, Series 7, and SIE licenses. George also serves as a board member of Williams, a Ventura-based investment-related company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/13/2022 - Present
Ameriprise Financial Services, LLC (WESTLAKE VILLAGE CA)
CA
05/06/2009 - 06/16/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OXNARD CA)
CA
02/20/1996 - 05/11/2009
UBS FINANCIAL SERVICES INC. (OXNARD CA)
NY
05/24/1982 - 02/29/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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