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George Henry Arnold

Sanders Morris LLC

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About George Henry Arnold

George Arnold is a financial advisor registered with Sanders Morris LLC, based in Houston, TX. George has been a financial advisor since 1988. He has experience working with a wide range of clients, including high-net-worth individuals, individuals other than high-net-worth, and pooled investment vehicles. George offers a variety of advisory services, including financial planning, portfolio management, and selection of other advisors. He is also experienced in pension consulting and portfolio management for businesses. George is licensed to provide investment advice in 51 states, and he is also registered as an Investment Adviser Representative (IAR) in 32 states.

Firm Information

George Arnold is currently registered with Sanders Morris LLC. Sanders Morris LLC is a Limited Liability Company formed in 2015 and headquartered in Houston, Texas. The firm provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Sanders Morris LLC has approximately $819,924,163 in regulatory assets under management.
Sanders Morris LLC

600 TRAVIS

HOUSTON, TX 77002-3003

$819.92M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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George Arnold’s Registration & Firm History

TX

03/01/2013 - Present

Sanders Morris LLC (HOUSTON TX)

TX

03/19/2009 - 10/01/2010

ABSHIER WEBB DONNELLY & BAKER, INC. (HOUSTON TX)

TX

03/14/2003 - 03/17/2009

STANFORD GROUP COMPANY (HOUSTON TX)

TN

01/08/2001 - 03/19/2003

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

MO

06/30/1995 - 02/01/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

07/18/1990 - 07/13/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

05/20/1988 - 06/21/1990

F.N. WOLF & CO., INC.

NA

01/19/1988 - 06/01/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

IA

Issued 03/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for George Henry Arnold. Review regulatory record here.
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