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George Haven Welker

Morgan Stanley

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About George Haven Welker

George Haven Welker is an investment advisor representative with Morgan Stanley. George has been in the financial services industry since 1991. George is registered with the state of Connecticut as well as 21 other states. George is licensed to offer a variety of investment products and services, including investment advisory services, financial planning, pension consulting, and educational seminars.

Firm Information

George Welker is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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George Welker’s Registration & Firm History

CT

10/23/2019 - Present

Morgan Stanley (Ridgefield CT)

CT

05/24/2010 - 10/21/2019

WELLS FARGO CLEARING SERVICES, LLC (DANBURY CT)

CT

10/23/2009 - 05/26/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)

CT

10/20/2004 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (SEYMOUR CT)

NY

09/25/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

01/19/1999 - 09/25/2000

FIS SECURITIES, INC. (BOSTON MA)

NY

10/16/1997 - 01/25/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

08/09/1991 - 09/15/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

08/09/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 05/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for George Haven Welker. Review regulatory record here.
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