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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge H Fosdick is an investment advisor representative with Morgan Stanley. George has been in the industry since 2001 and holds Series 7, 31 and 63 securities licenses as well as the Series 65 investment advisor license. George has a strong track record in the financial services industry, having previously worked at Wells Fargo Advisors, LLC, Chase Investment Services Corp., and Prudential Securities Incorporated. George is a CERTIFIED FINANCIAL PLANNER™ and has been registered with the Securities and Exchange Commission and FINRA since 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/06/2024 - Present
Morgan Stanley (New York NY)
NJ
03/29/2011 - 07/17/2012
MORGAN STANLEY SMITH BARNEY (RIDGEWOOD NJ)
NJ
05/04/2006 - 03/18/2011
WELLS FARGO ADVISORS, LLC (PARAMUS NJ)
IL
10/04/2002 - 03/08/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
08/31/2001 - 09/06/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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