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George Gregory Hicks

Capital Investment Advisory Services, LLC

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About George Gregory Hicks

George Gregory Hicks is a financial advisor who has been in the industry since 1985. George is currently registered with Capital Investment Advisory Services, LLC in Raleigh, NC. George has been registered with this firm since January 10, 2013. Prior to this firm, George was registered with Retirement Investment Group in Houston, TX and Source Securities, Inc. George holds Series 63, Series 7, and SIE licenses and has a designation as a Certified Financial Planner. George has experience providing financial planning, portfolio management for individuals and businesses, and pension consulting.

Firm Information

George Hicks is currently registered with Capital Investment Advisory Services, LLC. Capital Investment Advisory Services, LLC is a registered investment advisor with the SEC, managing over $1.96 billion in assets for a diverse client base that includes individuals, high-net-worth individuals, corporations, charities, pension plans, and government entities. The firm offers a range of advisory services including financial planning, pension consulting, portfolio management, and selection of other advisors. Capital Investment Advisory Services is based in Raleigh, NC and has 91 licensed agents and 102 investment advisor representatives.
Capital Investment Advisory Services, LLC

100 E. SIX FORKS ROAD

RALEIGH, NC 27609

$1.97B

Assets Under Management

14

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Hicks’s Registration & Firm History

NC

01/10/2013 - Present

Capital Investment Advisory Services, LLC (RALEIGH NC)

TX

01/30/1989 - 01/22/1992

RETIREMENT INVESTMENT GROUP (HOUSTON TX)

NA

10/22/1985 - 02/01/1989

SOURCE SECURITIES, INC.

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Licenses & Designations

BC

Issued 11/11/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for George Gregory Hicks. Review regulatory record here.
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