linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

George Gerhard Sent

Cascadia Capital, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you George? Claim Your Profile

About George Gerhard Sent

George Gerhard Sent is an investment professional with over 20 years of experience. He is a registered representative and a licensed investment advisor in the state of Washington. His experience includes roles at several major firms including Goldman, Sachs & Co., Banc of America Securities LLC, and KeyBanc Capital Markets Inc. His most recent role is as a registered representative with Cascadia Capital, LLC, based in Seattle, Washington. He has experience in investment banking, securities trading and advisory services. He has passed a number of industry exams including Series 3, 7, 24, 63, 66, 79TO and the SIE exam.

Firm Information

George Sent is currently registered with Cascadia Capital, LLC. Cascadia Capital, LLC is a Limited Liability Company formed on December 4, 2000. The firm is registered in 9 states, including California, Georgia, Minnesota, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Cascadia Capital, LLC also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

George Sent’s Registration & Firm History

WA

03/23/2018 - Present

Cascadia Capital, LLC (SEATTLE WA)

OH

05/13/2013 - 04/26/2017

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

MN

03/12/2010 - 04/10/2013

LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)

FL

12/17/2008 - 12/07/2009

DEMETER ADVISORY GROUP, LLC (MIAMI BEACH FL)

IL

01/04/2007 - 12/01/2008

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

NY

10/18/2001 - 03/03/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

Not sure if George Gerhard Sent is right for you?

Licenses & Designations

BC

Issued 03/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/24/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/13/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/22/2001

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Gerhard Sent.
Not sure if George Gerhard Sent is right for you?