Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Kugman is a financial advisor with over 10 years of experience in the industry. George is currently registered with Fidelity Personal and Workplace Advisors as an Investment Advisor Representative. George has previously held positions at Charles Schwab & Co., Inc., TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Advisors, LLC. George offers a wide range of services including financial planning, educational seminars, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (DUBLIN CA)
CA
01/26/2022 - 10/05/2022
CHARLES SCHWAB & CO., INC. (Menlo Park CA)
CA
01/15/2020 - 10/05/2022
TD AMERITRADE, INC. (Menlo Park CA)
CA
06/01/2017 - 12/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
02/20/2013 - 05/16/2017
WELLS FARGO CLEARING SERVICES, LLC (LAFAYETTE CA)
CA
04/09/2012 - 01/11/2013
WELLS FARGO ADVISORS, LLC (ALAMO CA)
BOTH
Issued 11/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure George Kugman is the right advisor for you? Invested Better is here to help.
