Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Frederick Decker Jr. is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Poughkeepsie, NY. George has been in the securities industry since 1973. George is also a board member for the Millbrook Lofts Condominium Association. George holds a Series 7, Series 3, Series 8, Series 63, and Series 65. George is registered in 17 states and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2021. George has been a registered representative for various firms including Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Oppenheimer & Co. Inc., UBS Financial Services Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/03/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (POUGHKEEPSIE NY)
NY
11/04/2011 - 11/30/2021
WELLS FARGO CLEARING SERVICES, LLC (POUGHKEEPSIE NY)
NY
06/01/2009 - 11/09/2011
MORGAN STANLEY SMITH BARNEY (POUGHKEEPSIE NY)
NY
07/07/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
NY
09/22/2004 - 07/18/2006
OPPENHEIMER & CO. INC. (FISHKILL NY)
NJ
04/20/2001 - 10/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/30/1984 - 04/23/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 05/31/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/13/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 04/11/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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