Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Herrera is a financial professional with over 12 years of experience in the industry. George has worked with TD Ameritrade, Inc. and Hartford Securities Distribution Company, Inc. in the past. Currently, George is registered with Charles Schwab & Co., Inc., and has been with the firm since May 2013. George has a broad range of experience, holding Series 6, 7, and 63 licenses, and the Securities Industry Essentials (SIE) exam. George has worked in Omaha, NE, Simsbury, CT, Phoenix, AZ, and San Francisco, CA. George's current registration with Charles Schwab & Co., Inc. covers a wide range of states, including Alaska, Arizona, California, Colorado, Hawaii, Idaho, Montana, Oregon, Utah, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/07/2013 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
10/09/2020 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
09/02/2011 - 04/16/2013
TD AMERITRADE, INC. (OMAHA NE)
CT
02/29/2008 - 03/07/2008
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
AZ
11/02/2007 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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