Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Harrington is a financial professional with over 35 years of experience in the securities industry. George is currently registered with Finalis Securities LLC and holds licenses including Series 7, 24, 55, 57TO, 63, and 79. George has previously been employed by other prominent firms including J.P. Morgan Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BTIG, LLC. George’s expertise encompasses a range of securities products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/20/2021 - Present
Finalis Securities LLC (New York NY)
NY
04/22/2020 - 09/20/2021
YOUNG AMERICA CAPITAL, LLC (MAMARONECK NY)
MA
05/06/2019 - 04/16/2020
BRIDGE CAPITAL ASSOCIATES, INC. (Gloucester MA)
FL
07/12/2018 - 05/02/2019
SATURN CAPITAL, INC. (ST. PETERSBURG FL)
MA
11/16/2016 - 04/16/2018
BTIG, LLC (BOSTON MA)
MA
02/11/2014 - 06/30/2016
CRT CAPITAL GROUP LLC (Boston MA)
MA
05/16/2005 - 02/03/2014
JONESTRADING (BOSTON MA)
NY
04/15/1998 - 05/17/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
04/14/1993 - 04/21/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/05/1986 - 04/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/18/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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