Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Farmer is a financial professional with over a decade of experience in the industry. George is currently registered with Scotia Capital (usa) Inc. and is licensed to conduct business in all 50 states. Prior to joining Scotia Capital (usa) Inc., George held positions at BMO Capital Markets Corp., Canaccord Genuity Inc., Wachovia Capital Markets, LLC, and Fortis Securities Inc. George's career has been focused on providing investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/28/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/30/2018 - 01/07/2021
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
11/06/2008 - 04/13/2012
CANACCORD GENUITY INC. (NEW YORK NY)
NY
06/30/2004 - 07/10/2008
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/01/2004 - 06/30/2004
FORTIS SECURITIES LLC (NEW YORK NY)
NY
07/30/2001 - 04/19/2004
FORTIS SECURITIES INC. (NEW YORK NY)
BC
Issued 03/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/04/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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